Anti-Money Laundering and Counter Financing of Terrorism System

We have positioned the prevention of money laundering and terrorist financing as our most important management issue, and are taking the following measures in compliance with relevant laws and regulations.

Management involvement

  • Anti-Money Laundering Officer

    We have appointed an "Anti-Money Laundering Officer" who is responsible for directing various measures to prevent money laundering, promoting compliance with relevant laws and regulations, and overseeing management and supervision. Our Chief Executive Officer is in charge of the role of "Anti-Money Laundering Officer".

  • Board of Directors meeting

    At our Board of Directors meetings, we deliberate and report on important matters related to measures to prevent money laundering and terrorist financing.

Initiatives to Anti-Money Laundering and Counter Financing of Terrorism

  • We require our officers and employees to prevent the following actions relating to money laundering and terrorist financing:

    • Deliberate support or involvement in money laundering and terrorist financing, and activities that assist it
    • Providing financial services to any entity or individual whose involvement in money laundering and terrorist financing is evident or highly questioned
    • Neglecting information or status that would suggest money laundering and terrorist financing
    • Disclosing to any person involved in, or suspected of being involved in, fraudulent or suspicious activities that such activities are being investigated or is reported internally and to law enforcement or regulatory authorities.

AML Compliance Program

  • We have developed an AML compliance program that includes the following control processes:

    • Implementation of KYC processes such as identity verification, customer due diligence, detailed due diligence, and periodic customer reviews, etc.
    • Trading monitoring to detect suspicious transactions
    • Investigations to identify and report suspicious transactions
    • Sharing information with authorities and law enforcement agencies as required to detect and prevent money laundering and terrorist financing